Plan Notice
Balter Oracle - PLAN NOTICE.pdf
Statement to Eligible Claimant
Statement to Eligible Claimant.pdf
Laurence I. Balter d/b/a Oracle Investment Research
File No. 3-17614
Release | Date | Notice, Order, or Plan |
---|---|---|
34-97083 | Mar. 8, 2023 | Order Directing Disbursement of Fair Fund |
34-94857 | May 5, 2022 | Order Approving Plan of Distribution |
Plan of Distribution | ||
34-94312 | Feb. 25, 2022 | Order Extending Time to Enter an Order Approving or Disapproving Plan of Distribution |
34-93872 | Dec. 29, 2021 | Notice of Proposed Plan of Distribution and Opportunity for Comment |
Proposed Plan of Distribution | ||
34-93317 | Oct. 14, 2021 | Second Extension Order |
34-91738 | Apr. 30, 2021 | Extension Order |
34-91570 | Apr. 15, 2021 | Order Appointing Fund Administrator and Setting Bond Amount |
34-81445 | Aug. 21, 2017 | Order Appointing Tax Administrator |
33-10367 34-80801 IC-32664 IA-4710 |
May 26, 2017 | Order Making Findings, and Imposing Remedial Sanctions and a Cease-And-Desist Order |